As well as being Regional Commissioner for Victoria Warren is Executive Director for ASIC’s Assessment & Intelligence group, which includes ASIC’s Misconduct & Breach Reporting, Licensing and Small Business Compliance & Deterrence teams. Warren formed and leads ASIC’s Office of the Whistleblower (since February 2014) and ASIC’s Office of Small Business (since February 2017).
Warren joined ASIC in 2003 as a Senior Lawyer in Enforcement and from 2007, was the Specialist Director, Investor and Consumer Protection. Warren has led investigations about consumer protection, credit and unlicensed conduct and illegal schemes.
He was appointed Regional Commissioner for Victoria in October 2008 and in addition became the SEL of Assessment & Intelligence (and its predecessor group) in 2009. Before joining ASIC, Mr Day worked as a solicitor at Clayton Utz and as an auditor and analyst at the Australian Taxation Office.
He holds undergraduate and Masters qualifications in the disciplines of Accounting and Law and a Masters degree in Business Information Technology.